During this first step, we take the time to understand your unique financial situation, goals, and concerns. Whether you're planning for retirement, managing wealth, or looking for investment strategies, our team listens carefully to assess your needs.

Custom Strategy Development

Based on our detailed consultation, we craft a personalized financial strategy designed to meet your goals. This plan is tailored to your risk tolerance, time horizon, and personal aspirations, incorporating services such as investment management, tax planning, estate planning, and more.

Once your plan is finalized, we begin implementing the agreed-upon strategies. Our experienced team handles every aspect, from portfolio management to estate planning, ensuring each component is carefully executed. We communicate with you throughout the process to ensure transparency and confidence.

On-going Review & Adjustment

Your financial journey doesn't end with implementation. We continuously monitor your plan’s progress, making adjustments as needed to keep you on track. Life events and market conditions can change, and our proactive approach ensures your financial strategy evolves with you.

A Value-Driven Private Wealth Management Firm

Experience the difference of working with dedicated, transparent fiduciaries in Lake Wylie, SC & Belmont, NC.

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what we do best

Guidance for your financial journey.

Welcome to Catawba River Capital, where your financial well-being is our top priority.

As fiduciaries, we’re committed to acting in your best interest, providing advice and services you can trust. Join us at Catawba River Capital and experience the confidence that comes with a team dedicated to your financial success. With a simple, transparent, fee structure for managing all your assets—no hidden costs or surprises – we craft personalized portfolios tailored to your unique needs, ensuring your investments are built to last. Our comprehensive services cover everything from tax planning and estate planning to investment management, giving you a complete financial strategy.

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I'll be retiring soon.

Secure your future with our tailored financial strategies designed to ensure a smooth transition into retirement.

I'm in retirement.

Enjoy peace of mind in retirement with our comprehensive management of your financial needs.

I'm a working professional.

Build a solid foundation for your financial future with our expert wealth management services.

who we are

Message from the founder.

I started Catawba River Capital to create a firm that prioritizes the client’s interests above all else. Unlike wealth management at many banks and brokerage firms, where too often they aim to serve the institution’s goals, we’re accountable only to the client’s goals. As a fee-only, independent registered investment advisor, we do not earn commissions from selling financial products.

Our primary objective is to ensure our interests are aligned with those of our clients by offering objective, transparent, and expert advice. With our investment platform, experienced leadership, partnerships with trusted custodians for asset protection, and advanced technology solutions, we provide our clients with deeper insights into their investment portfolios and overall financial situation.

We appreciate your interest in learning more about our firm and look forward to the opportunity to speak with you and, most importantly, to listen.

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Founder, CFP®

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How we WOrk

Get to know how we work.

Initial Consultation
During this first step, we take the time to understand your unique financial situation, goals, and concerns. Whether you're planning for retirement, managing wealth, or looking for investment strategies, our team listens carefully to assess your needs.
Custom Strategy Development
Based on our detailed consultation, we craft a personalized financial strategy designed to meet your goals. This plan is tailored to your risk tolerance, time horizon, and personal aspirations, incorporating services such as investment management, tax planning, estate planning, and more.
Implementation
Once your plan is finalized, we begin implementing the agreed-upon strategies. Our experienced team handles every aspect, from portfolio management to estate planning, ensuring each component is carefully executed. We communicate with you throughout the process to ensure transparency and confidence.
On-going Review & Adjustment
Your financial journey doesn't end with implementation. We continuously monitor your plan’s progress, making adjustments as needed to keep you on track. Life events and market conditions can change, and our proactive approach ensures your financial strategy evolves with you.

News & Insights

From our desk to yours.

Explore the Catawba River Capital blog for expert insights, practical advice, and the latest trends in wealth management, all designed to help you achieve your financial goals.

Keep reading.